Home » SEC Filing Articles

TCI Wealth Advisors Inc. Purchases New Position in SPDR Portfolio S&P 500 Growth ETF (SPYG)

TCI Wealth Advisors Inc. Purchases New Position in SPDR Portfolio S&P 500 Growth ETF (SPYG)

Posted by on Jan 17th, 2019 // No Comments

TCI Wealth Advisors Inc. purchased a new stake in SPDR Portfolio S&P 500 Growth ETF (NYSEARCA:SPYG) during the fourth quarter, according to its most recent 13F filing with the Securities and Exchange Commission. The firm purchased... 
TCI Wealth Advisors Inc. Grows Stake in Schwab U.S. Aggregate Bond ETF (SCHZ)

TCI Wealth Advisors Inc. Grows Stake in Schwab U.S. Aggregate Bond ETF (SCHZ)

Posted by on Jan 17th, 2019 // No Comments

TCI Wealth Advisors Inc. grew its position in Schwab U.S. Aggregate Bond ETF (NYSEARCA:SCHZ) by 198.2% during the 4th quarter, HoldingsChannel reports. The fund owned 1,342 shares of the company’s stock after buying an additional... 
Nippon Life Global Investors Americas Inc. Lowers Holdings in Johnson Controls International PLC (JCI)

Nippon Life Global Investors Americas Inc. Lowers Holdings in Johnson Controls International PLC (JCI)

Posted by on Jan 17th, 2019 // No Comments

Nippon Life Global Investors Americas Inc. decreased its position in Johnson Controls International PLC (NYSE:JCI) by 37.2% during the 4th quarter, Holdings Channel reports. The firm owned 95,110 shares of the company’s stock... 
Parsley Energy Inc (PE) Stake Increased by Nippon Life Global Investors Americas Inc.

Parsley Energy Inc (PE) Stake Increased by Nippon Life Global Investors Americas Inc.

Posted by on Jan 17th, 2019 // No Comments

Nippon Life Global Investors Americas Inc. lifted its holdings in Parsley Energy Inc (NYSE:PE) by 24.5% in the 4th quarter, HoldingsChannel.com reports. The institutional investor owned 302,050 shares of the oil and natural gas company’s... 
Schwab Fundamental International Large Company Index (FNDF) Shares Sold by Leonard Rickey Investment Advisors P.L.L.C.

Schwab Fundamental International Large Company Index (FNDF) Shares Sold by Leonard Rickey Investment Advisors P.L.L.C.

Posted by on Jan 17th, 2019 // No Comments

Leonard Rickey Investment Advisors P.L.L.C. lessened its holdings in Schwab Fundamental International Large Company Index (NYSEARCA:FNDF) by 69.0% during the fourth quarter, according to the company in its most recent 13F filing with... 
Leonard Rickey Investment Advisors P.L.L.C. Has $20.24 Million Holdings in Vanguard Tax-Exempt Bond ETF (VTEB)

Leonard Rickey Investment Advisors P.L.L.C. Has $20.24 Million Holdings in Vanguard Tax-Exempt Bond ETF (VTEB)

Posted by on Jan 17th, 2019 // No Comments

Leonard Rickey Investment Advisors P.L.L.C. lowered its position in Vanguard Tax-Exempt Bond ETF (NYSEARCA:VTEB) by 13.5% in the fourth quarter, according to its most recent 13F filing with the Securities and Exchange Commission.... 
Leonard Rickey Investment Advisors P.L.L.C. Reduces Position in VANGUARD WHITEH/EMERGING MKT GOVT B (VWOB)

Leonard Rickey Investment Advisors P.L.L.C. Reduces Position in VANGUARD WHITEH/EMERGING MKT GOVT B (VWOB)

Posted by on Jan 17th, 2019 // No Comments

Leonard Rickey Investment Advisors P.L.L.C. lowered its stake in VANGUARD WHITEH/EMERGING MKT GOVT B (BMV:VWOB) by 21.0% during the 4th quarter, according to its most recent disclosure with the Securities and Exchange Commission.... 
Nippon Life Global Investors Americas Inc. Sells 25,920 Shares of Amphenol Co. (APH)

Nippon Life Global Investors Americas Inc. Sells 25,920 Shares of Amphenol Co. (APH)

Posted by on Jan 17th, 2019 // No Comments

Nippon Life Global Investors Americas Inc. decreased its holdings in shares of Amphenol Co. (NYSE:APH) by 17.0% in the fourth quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission... 
Schwab US Broad Market ETF (SCHB) Shares Bought by TCI Wealth Advisors Inc.

Schwab US Broad Market ETF (SCHB) Shares Bought by TCI Wealth Advisors Inc.

Posted by on Jan 17th, 2019 // No Comments

TCI Wealth Advisors Inc. raised its holdings in shares of Schwab US Broad Market ETF (NYSEARCA:SCHB) by 32.0% in the 4th quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission.... 
iShares Select Dividend ETF (DVY) Shares Sold by TCI Wealth Advisors Inc.

iShares Select Dividend ETF (DVY) Shares Sold by TCI Wealth Advisors Inc.

Posted by on Jan 17th, 2019 // No Comments

TCI Wealth Advisors Inc. trimmed its stake in shares of iShares Select Dividend ETF (NASDAQ:DVY) by 9.2% during the fourth quarter, according to the company in its most recent disclosure with the Securities & Exchange Commission.... 
SPDR Blackstone / GSO Senior Loan ETF (SRLN) Position Cut by Polaris Greystone Financial Group LLC

SPDR Blackstone / GSO Senior Loan ETF (SRLN) Position Cut by Polaris Greystone Financial Group LLC

Posted by on Jan 17th, 2019 // No Comments

Polaris Greystone Financial Group LLC trimmed its stake in SPDR Blackstone / GSO Senior Loan ETF (NYSEARCA:SRLN) by 99.0% in the fourth quarter, according to the company in its most recent disclosure with the SEC. The firm owned 8,300... 
O Brien Wealth Partners LLC Takes $1.62 Million Position in Vanguard FTSE Pacific ETF (VPL)

O Brien Wealth Partners LLC Takes $1.62 Million Position in Vanguard FTSE Pacific ETF (VPL)

Posted by on Jan 17th, 2019 // No Comments

O Brien Wealth Partners LLC bought a new position in Vanguard FTSE Pacific ETF (NYSEARCA:VPL) in the fourth quarter, according to its most recent Form 13F filing with the Securities & Exchange Commission. The firm bought 25,502... 
Professional Advisory Services Inc. Has $13.56 Million Position in Omnicom Group Inc. (OMC)

Professional Advisory Services Inc. Has $13.56 Million Position in Omnicom Group Inc. (OMC)

Posted by on Jan 17th, 2019 // No Comments

Professional Advisory Services Inc. decreased its stake in shares of Omnicom Group Inc. (NYSE:OMC) by 7.2% during the 4th quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission.... 
Polaris Greystone Financial Group LLC Has $1.29 Million Holdings in SPDR Portfolio Emerging Markets ETF (SPEM)

Polaris Greystone Financial Group LLC Has $1.29 Million Holdings in SPDR Portfolio Emerging Markets ETF (SPEM)

Posted by on Jan 17th, 2019 // No Comments

Polaris Greystone Financial Group LLC reduced its position in SPDR Portfolio Emerging Markets ETF (NYSEARCA:SPEM) by 38.4% during the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission.... 
iShares MSCI Eurozone ETF (EZU) Shares Sold by Polaris Greystone Financial Group LLC

iShares MSCI Eurozone ETF (EZU) Shares Sold by Polaris Greystone Financial Group LLC

Posted by on Jan 17th, 2019 // No Comments

Polaris Greystone Financial Group LLC reduced its position in iShares MSCI Eurozone ETF (BATS:EZU) by 0.4% during the fourth quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission. The institutional... 
Polaris Greystone Financial Group LLC Sells 9,370 Shares of CDW (CDW)

Polaris Greystone Financial Group LLC Sells 9,370 Shares of CDW (CDW)

Posted by on Jan 17th, 2019 // No Comments

Polaris Greystone Financial Group LLC cut its holdings in CDW (NASDAQ:CDW) by 3.3% during the fourth quarter, according to the company in its most recent Form 13F filing with the SEC. The firm owned 274,968 shares of the information... 
Peregrine Capital Management LLC Sells 9,155 Shares of AtriCure Inc. (ATRC)

Peregrine Capital Management LLC Sells 9,155 Shares of AtriCure Inc. (ATRC)

Posted by on Jan 17th, 2019 // No Comments

Peregrine Capital Management LLC lessened its stake in AtriCure Inc. (NASDAQ:ATRC) by 1.3% in the fourth quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The fund owned 677,402... 
Polaris Greystone Financial Group LLC Buys New Holdings in Lululemon Athletica inc. (LULU)

Polaris Greystone Financial Group LLC Buys New Holdings in Lululemon Athletica inc. (LULU)

Posted by on Jan 17th, 2019 // No Comments

Polaris Greystone Financial Group LLC bought a new stake in shares of Lululemon Athletica inc. (NASDAQ:LULU) in the fourth quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission.... 
Peregrine Capital Management LLC Raises Holdings in Illumina, Inc. (ILMN)

Peregrine Capital Management LLC Raises Holdings in Illumina, Inc. (ILMN)

Posted by on Jan 17th, 2019 // No Comments

Peregrine Capital Management LLC raised its position in Illumina, Inc. (NASDAQ:ILMN) by 2.6% during the fourth quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission (SEC). The... 
Essent Group Ltd (ESNT) Position Trimmed by Peregrine Capital Management LLC

Essent Group Ltd (ESNT) Position Trimmed by Peregrine Capital Management LLC

Posted by on Jan 17th, 2019 // No Comments

Peregrine Capital Management LLC reduced its position in Essent Group Ltd (NYSE:ESNT) by 0.6% in the fourth quarter, according to the company in its most recent filing with the Securities & Exchange Commission. The fund owned... 
Peregrine Capital Management LLC Purchases 19,721 Shares of DexCom, Inc. (DXCM)

Peregrine Capital Management LLC Purchases 19,721 Shares of DexCom, Inc. (DXCM)

Posted by on Jan 17th, 2019 // No Comments

Peregrine Capital Management LLC boosted its position in DexCom, Inc. (NASDAQ:DXCM) by 8.9% during the 4th quarter, Holdings Channel reports. The fund owned 240,736 shares of the medical device company’s stock after buying an... 
Peregrine Capital Management LLC Has $34.93 Million Position in AMN Healthcare Services, Inc. (AMN)

Peregrine Capital Management LLC Has $34.93 Million Position in AMN Healthcare Services, Inc. (AMN)

Posted by on Jan 17th, 2019 // No Comments

Peregrine Capital Management LLC cut its holdings in AMN Healthcare Services, Inc. (NYSE:AMN) by 3.9% during the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The fund... 
Comerica Incorporated (CMA) Shares Sold by Wealth Architects LLC

Comerica Incorporated (CMA) Shares Sold by Wealth Architects LLC

Posted by on Jan 17th, 2019 // No Comments

Wealth Architects LLC lowered its holdings in shares of Comerica Incorporated (NYSE:CMA) by 3.1% in the fourth quarter, according to its most recent 13F filing with the SEC. The institutional investor owned 6,284 shares of the financial... 
Wendell David Associates Inc. Sells 500 Shares of Keurig Dr Pepper Inc (KDP)

Wendell David Associates Inc. Sells 500 Shares of Keurig Dr Pepper Inc (KDP)

Posted by on Jan 17th, 2019 // No Comments

Wendell David Associates Inc. reduced its position in shares of Keurig Dr Pepper Inc (NYSE:KDP) by 5.4% in the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The firm owned... 
Howard Capital Management Invests $104,000 in New Age Beverages Corp (NBEV) Stock

Howard Capital Management Invests $104,000 in New Age Beverages Corp (NBEV) Stock

Posted by on Jan 17th, 2019 // No Comments

Howard Capital Management purchased a new stake in shares of New Age Beverages Corp (NASDAQ:NBEV) in the fourth quarter, according to the company in its most recent filing with the SEC. The fund purchased 20,000 shares of the company’s... 
Howard Capital Management Sells 460 Shares of AptarGroup, Inc. (ATR)

Howard Capital Management Sells 460 Shares of AptarGroup, Inc. (ATR)

Posted by on Jan 17th, 2019 // No Comments

Howard Capital Management lowered its position in shares of AptarGroup, Inc. (NYSE:ATR) by 0.4% in the fourth quarter, according to the company in its most recent disclosure with the Securities & Exchange Commission. The fund... 
Fidelity National Information Servcs Inc (FIS) Shares Bought by Nisa Investment Advisors LLC

Fidelity National Information Servcs Inc (FIS) Shares Bought by Nisa Investment Advisors LLC

Posted by on Jan 17th, 2019 // No Comments

Nisa Investment Advisors LLC boosted its stake in shares of Fidelity National Information Servcs Inc (NYSE:FIS) by 1.5% in the 4th quarter, according to its most recent disclosure with the SEC. The institutional investor owned 130,294... 
Nisa Investment Advisors LLC Decreases Holdings in IDEXX Laboratories, Inc. (IDXX)

Nisa Investment Advisors LLC Decreases Holdings in IDEXX Laboratories, Inc. (IDXX)

Posted by on Jan 17th, 2019 // No Comments

Nisa Investment Advisors LLC trimmed its holdings in shares of IDEXX Laboratories, Inc. (NASDAQ:IDXX) by 9.0% in the 4th quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission.... 
Wendell David Associates Inc. Has $3.39 Million Stake in Paychex, Inc. (PAYX)

Wendell David Associates Inc. Has $3.39 Million Stake in Paychex, Inc. (PAYX)

Posted by on Jan 17th, 2019 // No Comments

Wendell David Associates Inc. reduced its holdings in shares of Paychex, Inc. (NASDAQ:PAYX) by 1.8% in the 4th quarter, according to the company in its most recent 13F filing with the SEC. The institutional investor owned 52,070... 
Wendell David Associates Inc. Has $1.64 Million Holdings in Helmerich & Payne, Inc. (HP)

Wendell David Associates Inc. Has $1.64 Million Holdings in Helmerich & Payne, Inc. (HP)

Posted by on Jan 17th, 2019 // No Comments

Wendell David Associates Inc. lessened its holdings in shares of Helmerich & Payne, Inc. (NYSE:HP) by 4.9% in the fourth quarter, according to its most recent filing with the SEC. The firm owned 34,270 shares of the oil and gas... 
Wendell David Associates Inc. Sells 250 Shares of Henry Schein, Inc. (HSIC)

Wendell David Associates Inc. Sells 250 Shares of Henry Schein, Inc. (HSIC)

Posted by on Jan 17th, 2019 // No Comments

Wendell David Associates Inc. trimmed its holdings in Henry Schein, Inc. (NASDAQ:HSIC) by 2.4% during the fourth quarter, according to its most recent disclosure with the Securities and Exchange Commission. The institutional investor... 
Thomasville National Bank Reduces Stake in iShares Russell Mid-Cap Value ETF (IWS)

Thomasville National Bank Reduces Stake in iShares Russell Mid-Cap Value ETF (IWS)

Posted by on Jan 17th, 2019 // No Comments

Thomasville National Bank decreased its holdings in iShares Russell Mid-Cap Value ETF (NYSEARCA:IWS) by 3.3% during the fourth quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The firm... 
iShares S&P 500 Growth ETF (IVW) Shares Sold by Thomasville National Bank

iShares S&P 500 Growth ETF (IVW) Shares Sold by Thomasville National Bank

Posted by on Jan 17th, 2019 // No Comments

Thomasville National Bank decreased its holdings in shares of iShares S&P 500 Growth ETF (NYSEARCA:IVW) by 3.4% during the 4th quarter, according to the company in its most recent filing with the Securities and Exchange Commission... 
Appleton Partners Inc. MA Acquires 4,545 Shares of JPMorgan Diversified Return U.S. Mid Cap Equity ETF (JPME)

Appleton Partners Inc. MA Acquires 4,545 Shares of JPMorgan Diversified Return U.S. Mid Cap Equity ETF (JPME)

Posted by on Jan 17th, 2019 // No Comments

Appleton Partners Inc. MA lifted its holdings in shares of JPMorgan Diversified Return U.S. Mid Cap Equity ETF (NYSEARCA:JPME) by 8.6% in the fourth quarter, according to the company in its most recent filing with the Securities and... 
Appleton Partners Inc. MA Increases Position in Roper Technologies Inc (ROP)

Appleton Partners Inc. MA Increases Position in Roper Technologies Inc (ROP)

Posted by on Jan 17th, 2019 // No Comments

Appleton Partners Inc. MA increased its holdings in Roper Technologies Inc (NYSE:ROP) by 0.7% during the 4th quarter, according to its most recent Form 13F filing with the SEC. The fund owned 20,245 shares of the industrial products... 
Capital Investment Advisors LLC Has $4.08 Million Position in Pioneer Floating Rate Trust (PHD)

Capital Investment Advisors LLC Has $4.08 Million Position in Pioneer Floating Rate Trust (PHD)

Posted by on Jan 17th, 2019 // No Comments

Capital Investment Advisors LLC boosted its position in shares of Pioneer Floating Rate Trust (NYSE:PHD) by 7.1% during the 4th quarter, according to its most recent 13F filing with the Securities and Exchange Commission. The fund... 
Appleton Partners Inc. MA Acquires New Stake in SPDR Portfolio Intermediate Term Corporate Bond ETF (SPIB)

Appleton Partners Inc. MA Acquires New Stake in SPDR Portfolio Intermediate Term Corporate Bond ETF (SPIB)

Posted by on Jan 17th, 2019 // No Comments

Appleton Partners Inc. MA acquired a new stake in shares of SPDR Portfolio Intermediate Term Corporate Bond ETF (NYSEARCA:SPIB) during the fourth quarter, according to its most recent 13F filing with the Securities & Exchange... 
LKQ Co. (LKQ) is Courant Investment Management LLC’s 10th Largest Position

LKQ Co. (LKQ) is Courant Investment Management LLC’s 10th Largest Position

Posted by on Jan 17th, 2019 // No Comments

Courant Investment Management LLC lifted its holdings in LKQ Co. (NASDAQ:LKQ) by 8.9% in the fourth quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The fund owned 329,559... 
Illumina, Inc. (ILMN) Shares Bought by Appleton Partners Inc. MA

Illumina, Inc. (ILMN) Shares Bought by Appleton Partners Inc. MA

Posted by on Jan 17th, 2019 // No Comments

Appleton Partners Inc. MA raised its stake in Illumina, Inc. (NASDAQ:ILMN) by 4.7% in the 4th quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission. The institutional investor... 
Capital Investment Advisors LLC Has $2.49 Million Stake in AllianceBernstein Global Hgh Incm Fd Inc (AWF)

Capital Investment Advisors LLC Has $2.49 Million Stake in AllianceBernstein Global Hgh Incm Fd Inc (AWF)

Posted by on Jan 17th, 2019 // No Comments

Capital Investment Advisors LLC lowered its stake in AllianceBernstein Global Hgh Incm Fd Inc (NYSE:AWF) by 0.6% during the 4th quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission.... 
Nisa Investment Advisors LLC Has $18.56 Million Holdings in EOG Resources Inc (EOG)

Nisa Investment Advisors LLC Has $18.56 Million Holdings in EOG Resources Inc (EOG)

Posted by on Jan 17th, 2019 // No Comments

Nisa Investment Advisors LLC cut its position in EOG Resources Inc (NYSE:EOG) by 4.4% in the 4th quarter, according to its most recent filing with the Securities and Exchange Commission. The institutional investor owned 212,807 shares... 
Charter Communications Inc (CHTR) Stake Lifted by Nisa Investment Advisors LLC

Charter Communications Inc (CHTR) Stake Lifted by Nisa Investment Advisors LLC

Posted by on Jan 17th, 2019 // No Comments

Nisa Investment Advisors LLC lifted its holdings in shares of Charter Communications Inc (NASDAQ:CHTR) by 0.3% in the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission. The institutional... 
Hologic, Inc. (HOLX) Holdings Cut by Central Bank & Trust Co.

Hologic, Inc. (HOLX) Holdings Cut by Central Bank & Trust Co.

Posted by on Jan 17th, 2019 // No Comments

Central Bank & Trust Co. trimmed its holdings in shares of Hologic, Inc. (NASDAQ:HOLX) by 52.1% in the fourth quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The fund owned 2,429... 
Matador Resources Co (MTDR) Stake Lowered by Central Bank & Trust Co.

Matador Resources Co (MTDR) Stake Lowered by Central Bank & Trust Co.

Posted by on Jan 17th, 2019 // No Comments

Central Bank & Trust Co. trimmed its holdings in shares of Matador Resources Co (NYSE:MTDR) by 6.8% during the fourth quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The firm... 
Bowling Portfolio Management LLC Cuts Holdings in Assurant, Inc. (AIZ)

Bowling Portfolio Management LLC Cuts Holdings in Assurant, Inc. (AIZ)

Posted by on Jan 17th, 2019 // No Comments

Bowling Portfolio Management LLC lowered its holdings in shares of Assurant, Inc. (NYSE:AIZ) by 2.9% in the fourth quarter, Holdings Channel reports. The fund owned 24,703 shares of the financial services provider’s stock after... 
Radian Group Inc (RDN) Shares Sold by Bowling Portfolio Management LLC

Radian Group Inc (RDN) Shares Sold by Bowling Portfolio Management LLC

Posted by on Jan 17th, 2019 // No Comments

Bowling Portfolio Management LLC cut its holdings in Radian Group Inc (NYSE:RDN) by 14.2% during the 4th quarter, HoldingsChannel reports. The institutional investor owned 111,694 shares of the insurance provider’s stock after... 
Bowling Portfolio Management LLC Takes Position in Molson Coors Brewing Co (TAP)

Bowling Portfolio Management LLC Takes Position in Molson Coors Brewing Co (TAP)

Posted by on Jan 17th, 2019 // No Comments

Bowling Portfolio Management LLC acquired a new stake in Molson Coors Brewing Co (NYSE:TAP) during the 4th quarter, HoldingsChannel reports. The fund acquired 48,558 shares of the company’s stock, valued at approximately $2,727,000.... 
iShares MSCI EAFE Small-Cap ETF (SCZ) Shares Sold by Central Bank & Trust Co.

iShares MSCI EAFE Small-Cap ETF (SCZ) Shares Sold by Central Bank & Trust Co.

Posted by on Jan 17th, 2019 // No Comments

Central Bank & Trust Co. decreased its stake in iShares MSCI EAFE Small-Cap ETF (NASDAQ:SCZ) by 15.9% in the fourth quarter, according to the company in its most recent filing with the Securities & Exchange Commission. The... 
Bowling Portfolio Management LLC Trims Stake in Zebra Technologies (ZBRA)

Bowling Portfolio Management LLC Trims Stake in Zebra Technologies (ZBRA)

Posted by on Jan 17th, 2019 // No Comments

Bowling Portfolio Management LLC trimmed its holdings in Zebra Technologies (NASDAQ:ZBRA) by 20.2% in the 4th quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The firm owned 18,457 shares... 
Clarkston Capital Partners LLC Sells 2,640 Shares of Ford Motor (F)

Clarkston Capital Partners LLC Sells 2,640 Shares of Ford Motor (F)

Posted by on Jan 17th, 2019 // No Comments

Clarkston Capital Partners LLC trimmed its position in Ford Motor (NYSE:F) by 4.5% during the fourth quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The firm owned 56,448 shares... 
Next »